JOB TITLE: Compliance Officer
JOB LOCATION: Lagos
Employment Type: Full-time
JOB DETAILS:
- Keep the business abreast of any regulatory developments and industry best practices and assessing the impact on current procedures, as well as ensuring that necessary changes are implemented
- Develop and implement an Annual Compliance plan.
- Liaise with Industry Regulators and other agencies and respond to regulatory enquires, findings and deficiencies.
- Carry out Compliance reviews and Compliance monitoring activities.
- Monitor the resolution of Clients’ complaints.
- Provide assistant to respective units for purpose of compliance with applicable statutory, regulatory and supervisory requirements.
- Ensure no fine/censure from Regulatory authorities.
- Improvement in the compliance culture, enterprise-wide.
Qualifications
- Candidates should possess a Bachelor’s Degree
- Minimum of 4 years relevant experience in Capital Market.
- Registration as a sponsored individual with the Securities and Exchange Commission.
- A professional qualification is desirable.
- Law degree is an added advantage.
Core Competencies:
- A general knowledge and understanding of the Nigerian Capital market.
- General familiarity with laws and regulations governing financial institutions.
- In-depth knowledge of the legislation, rules and regulations which relates to financial services, especially Nigerian Capital Market.
- Technical proficiency in the development and implementation of Compliance programmes.
- Ability to provide technical guidance and direction in Compliance as relates to financial services, especially Capital markets.
- Ability to engage with regulators and law enforcement agents.
- Effective communication, organizational and time management skills.
- Proficiency in Microsoft Office Applications.
- Business Awareness.
HOW TO APPLY
Interested and qualified candidates should send their CV to: [email protected] using the Job Title as the subject of the email.
Deadline: December 20, 2022